Introduction

In an era of increasing regulatory complexity and emerging risks, organizations must adopt proactive measures to ensure strong governance, compliance, and accountability. This 5-day Control Self-Assessment (CSA) Workshop Training Course offers participants a hands-on experience with advanced tools and methodologies for evaluating and enhancing internal controls.

This modern program focuses on preparing professionals to meet future challenges by integrating innovative technologies, fostering a culture of continuous improvement, and aligning CSA frameworks with global best practices.

Course Objectives

By the end of this training, participants will be able to:

• Understand and apply the principles of Control Self-Assessment (CSA).
• Identify and evaluate risks across various organizational functions.
• Implement CSA frameworks that align with international standards and emerging trends.
• Use AI, data analytics, and other advanced tools to enhance governance and compliance efforts.
• Develop actionable strategies for continuous improvement in internal controls.

Who Should Attend?

This course is suitable for:

• Internal auditors and compliance professionals.
• Risk managers and governance officers.
• Business leaders and managers responsible for oversight functions.
• IT and operational risk professionals.
• Consultants specializing in governance, risk, and compliance.

5-Day Training Program Outline

Day 1: Foundations of CSA

Session 1: Introduction to CSA Principles and Practices

• History, purpose, and benefits of CSA.
• The role of CSA in governance and risk management frameworks.
• Identifying stakeholders and their roles in CSA.

Session 2: CSA and Organizational Accountability

• Establishing accountability and transparency.
• Understanding the impact of CSA on organizational culture.
• Workshop: Self-assessment of current control mechanisms.

Day 2: Risk Assessment and Control Mapping

Session 1: Effective Risk Assessment Tools and Techniques

• Identifying and prioritizing risks.
• Linking risks to control objectives.
• Case study: Analyzing real-world risk scenarios.

Session 2: Control Mapping and Design

• Mapping risks to existing controls.
• Developing effective control mechanisms.
• Group activity: Designing a risk-control matrix.

Day 3: Designing and Implementing CSA Programs

Session 1: Building a CSA Framework

• Components of a robust CSA framework.
• Crafting assessment tools and questionnaires.
• Integrating CSA into organizational processes.

Session 2: Practical Implementation of CSA

• Overcoming common implementation challenges.
• Case study: Successful CSA implementation examples.
• Workshop: Drafting a CSA plan for a sample organization.

Day 4: Technology-Driven CSA

Session 1: Leveraging Technology in CSA

• Using AI, data analytics, and software tools for CSA.
• Monitoring and reporting using advanced dashboards.
• Hands-on activity: Exploring automated CSA platforms.

Session 2: Evaluating CSA Results

• Interpreting and analyzing CSA outcomes.
• Linking findings to organizational goals and strategies.
• Workshop: Drafting CSA reports for stakeholders.

Day 5: Reporting, Continuous Improvement, and Certification Ceremony

Session 1: Reporting CSA Findings

• Structuring CSA reports for decision-makers.
• Visualizing data for impactful presentations.
• Group activity: Presenting CSA findings to stakeholders.

Session 2: Future of CSA and Continuous Improvement

• Emerging trends in CSA and governance.
• Strategies for continuous enhancement of CSA frameworks.
• Developing a forward-thinking approach to compliance.

Closing Session: Certification Ceremony

• Summary of key learnings and feedback.
• Distribution of certificates to participants.
• Networking session and final remarks by course facilitators.