Introduction

The Certified Compliance & Ethics Professional (CCEP) certification is a globally recognized credential that demonstrates expertise in implementing and managing effective compliance and ethics programs. This prep course is designed to provide participants with a comprehensive understanding of the key concepts, frameworks, and strategies needed to succeed on the CCEP exam. It combines in-depth instruction, practical examples, and exam-focused strategies to prepare participants for certification and enhance their professional capabilities in compliance and ethics management.

Course Objectives

By the end of this course, participants will be able to:

1. Understand the structure and requirements of the CCEP exam.
2. Master the key principles and concepts of compliance and ethics management.
3. Apply knowledge to real-world compliance scenarios using case studies and exercises.
4. Develop effective test-taking strategies to maximize exam performance.
5. Gain confidence to pass the CCEP exam and advance their careers as compliance and ethics professionals.

Who Should Attend?

This course is ideal for:

• Aspiring compliance and ethics professionals preparing for the CCEP exam.
• Compliance officers and managers aiming to enhance their credentials.
• Risk management and corporate governance professionals.
• Legal and regulatory advisors overseeing compliance programs.
• Business leaders and consultants responsible for ethics and compliance initiatives.

5-Day Training Outline

Day 1: Introduction and Foundations of Compliance & Ethics

• Overview of the CCEP Exam: Structure, Format, and Requirements
• Key Compliance Frameworks and Standards
  • U.S. Sentencing Guidelines, FCPA, and GDPR
  • Ethics Principles and Best Practices
• The Role of a Compliance and Ethics Professional
• Practice Questions for the Foundations of Compliance
• Case Study: Building a Strong Compliance Culture

Day 2: Designing and Implementing Compliance Programs

• Key Topics for Program Development:
  • Establishing Effective Policies and Procedures
  • Risk Assessments and Mitigation Strategies
  • Developing Compliance Training and Communication Programs
• Practical Tools for Program Implementation
• Practice Questions for Compliance Program Design
• Workshop: Creating a Compliance Program Framework

Day 3: Monitoring, Auditing, and Reporting Systems

• Developing Monitoring and Auditing Procedures
• Managing Reporting Systems and Hotlines
• Handling Investigations and Remediations
• Metrics for Measuring Compliance Program Effectiveness
• Practice Questions for Monitoring and Reporting
• Interactive Activity: Designing an Audit Plan for Compliance

Day 4: Regulatory Knowledge and Risk Management

• Understanding Key Regulations and Their Impact
• Managing Third-Party Risks in Compliance
• Addressing Conflicts of Interest and Ethical Dilemmas
• Leveraging Technology for Compliance Risk Management
• Practice Questions for Regulatory Knowledge
• Group Discussion: Navigating Complex Compliance Scenarios

Day 5: Final Exam Preparation and Mock Tests

• Comprehensive Review of High-Yield Topics Across All Domains
• Exam Strategies:
  • Managing Time and Answering Challenging Questions
  • Tips for Understanding Exam Scenarios
• Full-Length Mock Exam: Simulating the CCEP Exam Environment
• Review of Mock Exam Results and Feedback
• Capstone Activity: Solving a Comprehensive Compliance Challenge

Course Outcome

This prep course ensures participants are thoroughly prepared to take the CCEP exam, with a deep understanding of compliance and ethics principles and practical knowledge of implementing effective programs. By the end of the training, participants will not only be confident in passing the CCEP exam but also equipped to enhance their professional impact in the field of compliance and ethics.